Noninvasive blood gas measurements. I. Pulse oximetry

A.H. Kendrick

Correspondence: A.H. Kendrick, Dept of Respiratory Medicine, Bristol Royal Infirmary, Bristol, BS2 8HW, UK.

Few laboratory measurements have had as great an impact on clinical practice as the determination of arterial blood gas levels. The arterial carbon dioxide tension (Pa,CO2) indicates whether acid/base disorders are of respiratory or metabolic origin, and is a sensitive and specific indicator of the adequacy of alveolar ventilation. An elevated Pa,CO2 indicates that alveolar ventilation is insufficient, whereas a reduced Pa,CO2 indicates increased alveolar ventilation.
Measurements of arterial oxygen tension (Pa,O2) indicate the adequacy of pulmonary oxygen exchange. A reduced Pa,O2 indicates a low inspired oxygen tension (PO2), abnormal lung function or the presence of a shunt. In addition, measurements of pH and bicarbonate permit classification of the acid/base disturbance.
Arterial blood gas levels are the gold standard. However, there are many situations in which occasional or continuous measurements of carbon dioxide tension (PCO2) and PO2 are useful, including bronchoscopy, exercise testing, sleep studies and manipulation of ventilators. Often, occasional or continuous measurements are not carried out because of the risks, discomfort and delay involved in intra-arterial blood sampling. The use, therefore, of noninvasive techniques provides the opportunity for obtaining measurements in almost any clinical situation.

Pulse oximetry

The recognition of the presence of hypoxaemia by the human eye is rather poor. In their classic study, Comroe and Bothello [1] observed that 47% of observers could not detect hypoxaemia until oxygen saturation (SO2) fell below 80%. Even when the SO2 had fallen to 71-75%, 25% of observers did not detect hypoxaemia.
The detrimental effects of hypoxaemia have been recognized for a long time, and were summarized succinctly by J.S. Haldane: "anoxaemia not only stops the machine, but wrecks the machinery". The long-term O2 therapy trials [2, 3] have clearly shown that hypoxaemia has an adverse effect on longevity, but that this can be reversed to some extent by administration of O2.
Pulse oximeters now proliferate in hospitals and in primary care practice. Despite this, little data is available regarding what happens to patients in terms of SO2 during admission to hospital. It is known that episodic hypoxaemia is more common than suspected and that, where hypoxaemia (<90%) lasts for „5 min within the first 24 h after admission, the long-term prognosis is 3.3 times worse that when there are no hypoxaemic events within the first 24 h (fig. 1) [4].

Fig. 1. - Patient survival from the day of admission to hospital to 4 months after admission. Pulse oximetry was monitored for the first 24 h after admission ( &emdash;&emdash; : Sp,O2 <90%; - - - : Sp,O2 >90%). (From [4].)

The first pulse oximeter was commercially manufactured in 1975 and provided the first noninvasive assessment of SO2 (oxygen saturation obtained from pulse oximeter (Sp,O2)). It was "arguably the most significant technological advance ever made in monitoring the well-being and safety of patients during anaesthesia, recovery and critical care" [5]. In many countries, pulse oximetry is now an essential component of the "standard of care" and is used as a tool to alert the clinician to the presence of hypoxaemia and guide the more rapid treatment of serious hypoxaemia [6].

Historical review

The principles of oximetry are based on the spectrophotometric absorption of specific wavelengths of light by blood. The first such device was used in 1935 by K. Mathes, but the sensor was so cumbersome that its use, even as a trend monitor, was impractical [7, 8].
Important advances were made during World War II, especially with pilots who needed to be monitored at high altitude in unpressurized cockpits. Milikan devised a lightweight sensor and referred to this as an "oximeter" [9]. Despite these developments, the oximeter remained a difficult practical instrument to use until the 1960s, when a self-calibrating eight-wavelength ear oximeter was developed and marketed by Hewlett-Packard. The device was accurate to within ±4% within the range 65-100%, but was rendered inaccurate in the presence of jaundice, carboxyhaemoglobin or skin pigments. Despite these limitations, this device quickly became the standard clinical and laboratory tool within pulmonary medicine, despite its cost.
The real breakthrough in "pulse oximetry" came in the mid 1970s, when T. Aoyagi observed that the variation in tissue arterial blood volume with each pulse could be used to obtain a signal dependent only on the characteristics of arterial blood [10]. This resulted in much simpler sensors being developed, and, with further improvements in microprocessor technology, has led to small hand-held pulse oximeters with an acceptable degree of accuracy [11].

How the pulse oximeter works

Pulse oximetry uses readily available light-emitting diodes (LEDs) at two wavelengths: 660 nm (red) and 940 nm (near infrared). These wavelengths are convenient, as they are the points of greatest separation between the haemoglobin and oxyhaemoglobin absorption spectra (fig. 2). As the emitted light passes through the finger or earlobe, some of the energy is absorbed by arterial and venous blood, tissue and the variable pulsations of arterial blood. Using electronic circuitry, the signals in the infrared and red wavelengths are equalized and the ratio of red:infrared light is calculated, which is directly related to Sp,O2 by pulse oximetry (fig. 3). Each second, approximately 600 individual measurements are made and fed into an algorithm contained within the microprocessor, compared with stored values and then weighted using formulae that are specific to each manufacturer. The displayed value is averaged over the previous 3-6 s and updated every 0.5-1 s. This averaging tends to reduce the effects of artefacts and erroneous signals.

Fig. 2. - Absorption spectra of oxygenated (&emdash;&emdash; ) and deoxygenated (- - -) haemoglobin, showing the two wavelengths most commonly used for measurements (660 and 940 nm). (From [12].)

Fig. 3. - a) Components of the absorbance signal; b) equalization of direct current (DC) levels to give scaled signals; and c) a schema of the electronic circuitry of a pulse oximeter. b) The upper absorbance correspond to "raw" signals (DC unequal) and the lower ones to "scaled" signals (DC equal). AC: alternating current; RAM: random-access memory; EPROM: erasable programmable read-only memory; Sp,O2: oxygen saturation obtained from pulse oximeter.

Most pulse oximeters display a plethysmographic waveform, in the form of either a waveform or a signal strength indicator. These waveforms can be used to assess the effects of artefacts or poor signal quality (fig. 4).

Fig. 4. - Common pulsatile waveforms from a Biox 3740 pulse oximeter (Datex-Ohmeda Division Instrumentarium Corp., Helsinki, Finland). a) Normal plethysmographic waveform showing peak pressure and notch (arrow); b) low signal indicator suggesting poor site perfusion or that the securing tape over the probe is too tight; c) electronic interference observed during electrosurgery, magnetic resonance imaging or other electrical/electronic devices; and d) motion artefact or poor probe positioning. The numbers above a and b represent oxygen saturation (96 and 94%) pulse (77 and 64 beats·min-1). (From [13].)

In addition to SO2, the LED cycles between successive pulsatile signals can be used to calculate the cardiac frequency. When the cardiac frequency, as displayed on the pulse oximeter, differs significantly from that obtained from electrocardiography, the Sp,O2 may also be erroneous, and needs to be interpreted with caution.

Calibration

Oximeters are not easy to calibrate and it is generally accepted that in vivo calibration need only take place during the design and development of the instrument. In cases in which calibration is required, blood samples need to be taken and analysed using a co-oximeter. The only method of performing an in vivo calibration is to use normal volunteers, and an indwelling radial artery catheter, to obtain estimates of both arterial oxygen saturation (Sa,O2) and Sp,O2 while the subjects breathe gas mixtures containing combinations of O2 and nitrogen. Since volunteers should not be taken below 80% SO2, calibration at levels below this is by extrapolation.
As an alternative to in vivo calibration, Nonin Medical (Plymouth, USA) produces the Finger Phantom. This device simulates the light absorption and arterial blood flow of the human finger. The accuracy of the oximeter system can be assessed at 97, 90% and 80% SO2. Although these devices have been developed specifically for Nonin pulse oximeters, they can be used with other makes of pulse oximeter and transmittance sensor. Variations in displayed value, however, may occur with pulse oximeters from other manufacturers.

Accuracy

The accuracy of commercial pulse oximeters is generally 2-3% in the SO2 range 70-100%. Below this, accuracy is obtained by extrapolation, and is therefore poorer [14]. In addition, the accuracy between different commercial brands of oximeters may be very different despite using similar hardware. The differences are most likely to be due to the algorithms used in processing the light intensity signals from which Sp,O2 is obtained [15].
Numerous studies have assessed the accuracy of pulse oximeters, usually comparing them to a co-oximeter. In cases in which SO2 is normal, pulse oximeters have an accuracy of ~±2% [16-18], even in critically ill patients [19] or in patients undergoing respiratory diagnostic screening [20]. At SO2 <80%, the accuracy can deteriorate to as little as ±10% and there is a tendency to under-read [16, 19, 21, 22].
In patients with chronic obstructive pulmonary disease who were hypoxaemic [23] and in critically ill patients, in whom Sa,O2 was as low as 63% [24], there was poor agreement between pulse oximeter and co-oximeter readings, the oximeter under-reading at SO2 of <80% [24]. This may, however, be dependent on the oximeter used for comparison [25].
In a recent meta-analysis of the measurement of Sa,O2 by pulse oximetry, Jensen et al. [26] concluded that, from the 74 studies included in the analysis, pulse oximeters were accurate to within 2% in the range 70-100% Sa,O2. They also concluded that finger probes were more accurate and pulse oximeters failed to accurately record the true Sa,O2 during severe or rapid desaturation, hypotension, hypothermia, dyshaemoglobinaemia and low perfusion states.

Probes

Most pulse oximeters are purchased with a standard reusable finger-clip probe, although disposable finger probes are available. Less often used are ear-lobe, toe, nose and forehead probes. Probes are also available for neonates, children and adults. The accuracy of these probes varies with type and site of location of probe [27]. In general, finger probes appear to be more accurate than other probes (fig. 5).

Fig. 5. - Accuracy of pulse oximeter probes (1: Radiometer (Radiometer America, Inc., Westlake, OH, USA); 2: Sensormedics Oxyshuttle; 3: Criticare CSI 5O4; 4: Invivo 4500; 5: Datex Satlite (Datex-Ohmeda Division Instrumentarium Corp., Helsinki, Finland); 6: Ohmeda Biox 3740; 7: Ohmeda 3700; 8: Novametrix 5O5 (Nonin Medical Inc., Plymouth, MN, USA) placed on the finger (white box), ear (linear box ///), nose (linear box \\\) or forehead (hatched box) compared to co-oximeter measurements under conditions of poor perfusion. The bias of the finger probes ranged 0.2-1.7 and that of the other probes 0.1-8.1. (From [27].)

The dynamic response of the oximeter system also affects accuracy, especially when following dynamic or transient changes. There have been few studies investigating the dynamic response of oximeters [28-32]. In all of these studies, the response time was faster for ear probes as compared to finger probes (fig. 6), the difference being up to 24 s.

Fig. 6. - Response characteristics of ear (- - -) and finger pulse oximeter probes (- - - -) in a subject experiencing severe oxygen desaturation. Compared with oxygen saturation calculated from expiratory oxygen tension (&emdash;&emdash;), to ear probe shows a lag of ~50 s. Sp,O2: oxygen saturation obtained from pulse oximeters. (From [33].)

Signal averaging time

Most pulse oximeters average the output over a fixed number of seconds. Some, such as the Ohmeda Biox 3740 (Datex-Ohmeda Division Instrumentarium Corp., Helsinki, Finland), permit selection of the averaging time in the range 3-12 s, depending on the application, with the default being either 6 or 12 s, depending on the software version. Care needs to be taken to ensure that the appropriate averaging time is selected. Evidence from overnight sleep recordings has indicated that Sp,O2 may be significantly underestimated with longer averaging times [34, 35]. The number of 4% desaturations per hour was significantly lower at an averaging time of 12 s (mean 1.9; range 0-8.6) compared to 6 s (mean 5.8; range 0-40) in simultaneous recordings made from a finger probe using an Ohmeda Biox 3740 [34].
Many pulse oximeters have a preset fixed averaging time, but that of some, such as the Ohmeda Biox range, can be set at the commencement of each application. A fast averaging time is required during exercise studies and the use of 3 s is appropriate. In cases in which gradual changes or following a trend is required, a longer signal averaging time, such as 12 s; may be appropriate. Currently, in sleep studies, an averaging time of 5-6 s is used. Of note, however, is that, the shorter the averaging time, the greater the degree of artefact encountered in the recorded signal. The choice, therefore, of signal averaging time is a balance between the accuracy of the signal recorded in reflecting Sp,O2 changes and the degree of noise in the resulting recorded signal.

Recorder outputs

Some, but not all, pulse oximeters have analogue and digital outputs to permit recording of data with multisignal recorders. Thus overnight sleep studies that require recording of SO2 coupled with chest wall and abdominal breathing patterns and oronasal airflow require an output signal from the oximeter to either a chart recorder or a computer-based system. Many of the hand-held devices do not have outputs that allow signals to be sent to recording devices.
Another use of the RS232 port on some oximeters is to allow remote transmission of memory-stored data to a central data analysis site. Linking a pulse oximeter to such a site, via a modem reduces costs and potentially provides an efficient data analysis service.

Memory storage and data analysis

Memory. Many pulse oximeters now come with memory storage capabilities. This ranges 8-24 h depending on the pulse oximeter. In cases in which an application requires remote use of pulse oximetry, such as during overnight sleep studies, memory storage can be used to study the patient in the home environment rather than requiring the patient to stay in hospital overnight, using a pulse oximeter attached to a computer or data storage system. Some possible applications are listed in table 1.

Table 1. - Uses of memory storage capabilities of pulse oximeters

Application

Comment

Overnight sleep studies

Studies performed in the home and in hospital wards and prior to any therapeutic intervention.

Exercise tests

6 and 12-min walking and shuttle tests using wrist- or belt-mounted oximeters and in cases in which the operator cannot directly monitor patients during the exercise study.

Domiciliary oxygen studies

Studies monitoring patients in daily activity with or without supplemental or long-term oxygen.

CPAP/ventilator patients

Used in monitoring SO2 in patients on this therapy at home to assess success of treatment regimen.

Flight assessment

Used in monitoring patients with lung disease who wish to fly, with or without supplemental oxygen. Patients with significant lung disease should have a flight assessment study prior to flying.

Videofluoroscopy

Used for assessing patients with dysphagia during a variety of swallowing manoeuvres. Requires careful post-study analysis of changes in SO2 before, during and after the swallow.


CPAP: continuous positive airway pressure; SO2: oxygen saturation.

The decision about which memory storage oximeter to use for a specific application depends on the study environment. Some oximeters store data every 12 s into memory, i.e. five data points per minute, whereas others store data every 5 s [36]. In cases in which rapidly changing Sp,O2 events are being monitored, such as during sleep studies to detect apnoeic events, more rapid data storage is required. Conversely, in cases in which events are changing more slowly, such as monitoring during assessment of fitness to fly with the subject breathing at an inspiratory oxygen fraction (FI,O2) of 0.15, data can be stored less often as trend analysis is required rather than analysis of quickly changing events.

Files. In addition to the data storage rate, the number of files that can be stored within the memory, and the length of each file, may be important. Some pulse oximeters permit numerous files to be stored, the total number being determined by the size (in hours) of each file and the maximum storage capability. This allows greater flexibility and, for instance, permits three 8-h sleep studies, or 24 1-h videofluoroscopy studies to be recorded and stored before data analysis occurs. Alternatively, a single file of Sp,O2 and cardiac frequency data can be recorded in a subject to assess the usefulness of supplemental O2 therapy over a given 24-h period.

Analysis software. Many companies provide their own data analysis software. Care needs to be taken in choosing this software in order to ensure that it does exactly what is required. It must be capable of not only linking to the pulse oximeter and downloading the stored data but also indicating possible areas of artefact and providing an analysis and visual data presentation that the user can understand. Some download software, particularly for the analysis of overnight sleep studies, have been developed to be compatible with a variety of pulse oximeters, and, regardless of the pulse oximeter used, provide a standard and user-interactive data analysis system. The ability to export the raw data to presentation and statistical packages is also a useful feature.

Limitations of pulse oximetry

There are a number of important limitations to consider when using pulse oximeters.

Motion artefact. This is a potential source of error [14, 37-40], and can significantly reduce the accuracy of Sp,O2 readings. Excessive motion artefact may lead to abandonment of the use of pulse oximetry [37]. Errors of up to 20% have been observed in simulated motion artefact studies [38]. Oximeters may use different algorithms to detect and eliminate motion artefact [39], even within a range of products from the same manufacturer [39, 40]. Care, therefore, needs to be taken to ensure that the motion artefact is reduced as much as possible.
Recently, an innovative approach, Masimo signal extraction technology, has been introduced to extract the true signal from artefact due to noise and low perfusion [41]. New algorithms for processing the red and infrared light signals enable the noise common to both signals to be measured and subtracted [42]. This has resulted in much lower error rates [39]. Using this advanced technology, Dumas et al. [43] noted that the frequency at which warning alarms occurred decreased from one every 13 min to one every 30 min and the number of false alarms from 87 to 59%.

Malpositioning. If the oximeter probe is incorrectly positioned over the finger or ear lobe, pulse oximeters can yield erroneously low SO2 [44]. Some pulse oximeters under-read at high SO2, whereas others under-read regardless of the SO2 as compared to direct arterial blood sampling. Overall, there appears to be a loss of sensitivity to changes in Sa,O2. Under-reading should prompt an intervention, whereas over-reading or failure to follow trends may induce a sense of false security and be potentially dangerous.

Pulse dependence and site perfusion. By their very nature, pulse oximeters are pulse-dependent, and require a pulse of regular rhythm and a site with adequate perfusion. Thus a low cardiac output, vasoconstriction or hypothermia might make it very difficult to distinguish the true signal from the background noise [17, 19, 45-50]. Some pulse oximeters display a message indicating a poor quality signal (fig. 4) [17, 45-49, 51].
In normal subjects, applying a tourniquet to produce vascular occlusion results in deterioration of bias and precision [17]. In cases in which vasoconstriction occurs with significant venous engorgement, the response time of pulse oximeters can increase [45]. The lower limits of mean systolic pressure at which oximeters fail range from 47.1±13.5 mmHg (Nellcor oximeter) to 38.7±14.5 mmHg (Criticare oximeter) to 36.0±3.5 mmHg (Ohmeda oximeter), and shows that different pulse oximeters have different pressure thresholds at which they fail to accurately record SO2 [47].
In critically ill patients under a wide range of haemodynamic conditions (temperature 32.8-39°C, cardiac index 1.4-8.7 L·min-1·m2), pulse oximeters have been shown to be accurate [52]. Similarly, in patients with a low cardiac index (<2.2 L·min-1·m2) or hypothermia (<28.5°C), the accuracy of pulse oximetry was not affected [53]. Despite the findings of these two studies, Clayton et al. [48] found that only two of 20 pulse oximeters gave readings within 4% of a reference co-oximeter 95% of the time.
These studies, in critically ill patients, suggest that, in low-perfusion states, the accuracy of pulse oximeters deteriorates, but the degree of decreased perfusion required to produce inaccurate readings has yet to be clearly defined.

Which probe? The choice of probe clearly depends on the application, and probes are manufactured for use on the ear, finger, nose or forehead. Compared to co-oximeter data, finger probes are accurate to within 0.2-1.7%, closer than the values obtained using ear, nose and forehead probes [27]. In children, it appears that the type of probe does not have any significant effect on accuracy [54].
For use during exercise testing on a treadmill, ear-lobe probes are generally preferred, as there is less likelihood of reduced perfusion to the hands when holding on to the sides of the treadmill. For overnight sleep studies, however, finger probes are more appropriate.

Substance interference. Various substances interfere with the absorbance of light at 660 and 940 nm. 1) Methylene blue, indigo carmine and indocyanine green cause inaccuracy as they each strongly absorb energy at 660 nm [55]. 2) Skin pigments may or may not affect accuracy [56, 57], and any effect may depend on the probe site used. Problems, such as low Sp,O2 readings, appear to occur more frequently in patients with dark skin pigmentation than in those with light pigmentation [57]. Similarly, in critically ill patients, greater inaccuracies in Sp,O2 reading occur in black patients as compared to white patients [58]. The reasons why skin pigmentation causes less accurate Sp,O2 readings is unclear. Darkly pigmented skin may interfere with the absorption wavelengths used in pulse oximetry. There is evidence that black nail polish [59] and the black ink used in fingerprinting [60] produce inaccurate oximeter readings. 3) Nail varnish should not, in theory, affect Sp,O2 readings as the absorbance of light is nonpulsatile and is omitted from saturation calculations. However, nail polish does appear to affect the accuracy of Sp,O2 readings [59, 61]. In general, slight decreases in Sp,O2 reading are observed with blue, green and black polishes, whereas red and purple appear to have no effect. Synthetic or acrylic nails do not appear to have significant effect [62]. As with skin pigmentation, the explanation for these observations is likely to be the effects of light absorbance on the wavelengths of light used in pulse oximeter probes (fig. 7).

Fig. 7. - Absorption spectra for five different nail polish colours (&emdash;&emdash;: green; &emdash; &emdash; &emdash;: red; - - - -: black; - - - - - -: purple; - - - - - -: blue). Under these conditions, the absence of nail varnish yields zero absorbance. The vertical arrows indicate the oximeter measurement wavelengths of 660 and 940 nm. (From [50].)

Ambient light. Normal ambient light does not affect Sp,O2 readings as the LEDs make adjustment for ambient light [63]. Fluorescent and xenon arc surgical lights, as well as bright sunlight, have been shown to cause falsely low Sp,O2 readings [64, 65]. This problem can be overcome by wrapping the probe with an opaque shield.

Dyshaemoglobins. Pulse oximeters are calibrated for adult haemoglobin (haemoglobin A) and assume that carboxyhaemoglobin and methaemoglobin are found only in small quantities. If carboxyhaemoglobin levels are high, a dangerous effect may be observed as Sp,O2 is the sum of Sa,O2 and carboxyhaemoglobin (as a percentage) levels. Since pulse oximeters measure carboxyhaemoglobin as fully oxygenated haemoglobin, this results in overestimation of the true Sa,O2 [66].
Methaemoglobin interferes in a similar way with the accuracy of oxygenated haemoglobin measurement, leading to overestimation of Sp,O2 [67, 68]. When treating methaemoglobinaemia, methylene blue is used. Although this reverses the clinical signs of methaemoglobinaemia, methylene blue causes falsely low Sp,O2 readings.

Hyperbilirubinaemia. Bilirubin does not cause interference [69, 70]. Although Veyckemans et al. [69] observed a bias of ~2.9% in jaundiced patients and ~1.7% in nonjaundiced patients, they noted that the jaundiced patients had higher carboxyhaemoglobin levels. When SO2 was corrected for carboxyhaemoglobin levels, the small differences in bias disappeared.

Anaemia. In nonhypoxaemic anaemic patients (haemoglobin concentration 5.2±0.3 g·dL-1), pulse oximetry was accurate, with a bias of 0.53% [71]. To date, there has been no investigation into the accuracy of pulse oximetry in anaemic hypoxic patients.
In sickle cell disease, care needs to be taken when comparing Sp,O2 and Sa,O2 by means of blood gas analysis [72-75]. Overall, underestimation of SO2 occurs in these patients (bias of up to 8%), which may be explained by the rightward shift of the oxyhaemoglobin dissociation curve observed in sickle cell anaemia [72]. Such a shift produces a lower haemoglobin saturation for a given blood O2 content. Additionally, the formation of sickle polymers during deoxygenation results in the erthyrocytes becoming rigid and obstructing pulmonary capillary blood flow in the extremities [76]. The resultant sludging in the pulmonary capillaries may result in lower Sp,O2 readings.

Complications. There are a few reports of problems with pulse oximetry when used in conjunction with other equipment [77] or medical treatments [78, 79]. Keidan et al. [77] noted low saturation readings when a peripheral nerve stimulator was used on the same arm as the pulse oximeter. Both Farber et al. [78] and Radu et al. [79] noted that, following photodynamic therapy, from which skin photosensitization resulted, burns occurred at the site of the oximeter probe.
One of the more serious complications of pulse oximetry is that it can provide a false sense of security. For instance, prolonged apnoeas or hypercapnic acidosis may occur in patients receiving supplemental O2 therapy, although the Sp,O2 readings appear normal [80]. In this situation, it is not the oximeters that are the problem; rather, it is the users who have the problem.
In 1994, Stoneham et al. [81] published the results of a survey of medical and nursing staff using pulse oximeters. Worryingly, 30% of physicians and 93% of nurses thought that oximeters measured Pa,O2. Some physicians did not understand the oxyhaemoglobin dissociation curve and did not recognize that Sp,O2 in the high 80s (%) equated to rather low Pa,O2. Furthermore, some physicians and nurses were not unduly worried when patients had Sp,O2 in the low 80s (%). This survey clearly demonstrates the need for appropriate training of all healthcare workers in the use and limitations of pulse oximetry.

Special environments. Pulse oximetry is used widely throughout hospitals and in the home, generally without major problems. However, the monitoring of critically ill patients requiring magnetic resonance imaging (MRI) or the use of MRI during fibreoptic bronchoscopy requires care in the use of pulse oximetry as radio frequency burns due to the use of conductive cables and sensors may result [82, 83]. Oximeters designed specifically for use with MRI should therefore be used to reduce any risks as far as possible.

Alarms. False alarms can be very common in the intensive care setting [84]. Pulse oximeters are generally marketed with default low Sp,O2 alarms set at ~90%. With many pulse oximeters, it is possible to reset these alarms to lower limits, and, with some oximeters, to switch them off completely whilst in use, with the default value being reset when the oximeter is switched off. With some of the hand-held devices, it is possible to permanently reset the Sp,O2 alarms to new lower default values, which is extremely useful when using pulse oximetry during domiciliary sleep studies, as it reduces the need for the patient to do anything except switch on the oximeter.

Troubleshooting. This is necessary when the oximeter appears not to be working correctly. In order to identify the problem, careful and systematic examination of the electrical system, the probe and patient-related factors are required. In cases in which electrical problems are noted, a qualified engineer should investigate the problem. The probe can be simply checked by observing whether or not the red LED is visible and then going on to check for other problems, as necessary. Patient-related problems have been dealt with above, and include skin pigmentation and nail polish. Some of the problems occurring and possible corrective action are given in table 2.

Table 2. - Troubleshooting: common problems in pulse oximetry, probable cause and appropriate corrective action

Problem

Probable cause

Corrective action

No signal

No mains power

Plug into mains and switch on. Check socket

Battery requires recharging or replacement

Recharge battery or request engineer to change battery pack

Defective mains cable

Check cable for visible damage; replace cable

Internal circuit failure

Request engineer to service equipment

Mains plug fuse blown

Use different cable. Request engineer to service equipment

Batteries discharged

Replace batteries

Poor-quality signal

Poorly perfused site

Rub site vigorously to improve perfusion.

Remove tight clothing, deflate blood pressure cuff or undo tight tape around probe site

Perfusion at probe site inadequate for valid reading

Check patient and oximeter set-up. Often observed using finger probes during treadmill exercise tests. Ask patient to hold on to the side of the treadmill loosely, or use ear probe

Low light signal

Dirty probe or probe site

Clean probe and test site

Malpositioned probe

Reposition probe or use different site

Nail polish or skin pigmentation

Remove nail polish and use different site that is less pigmented, e.g. fingernail

Probe failure

Try another probe

Inconsistent signal displayed

Artefact or noise

Check connections. Reduce patient movement as far as possible, secure probe to site with light taping, use different site, or use self-adhesive probes on fingers or toes

Excessive ambient light

Shield probe from ambient light

Dyshaemoglobins

Use of oximeter to monitor trends only. Actual values are inaccurate

No probe alert

Probe incorrectly connected

Reconnect probe. Use compatible probes for oximeter

Off patient alert

Probe off patient

Reattach probe. Use light taping on site if necessary

Excessive light detected

Shield probe from ambient light

Excessively thin tissue at probe site

Use an alternative site if possible

Low SO2 alarm regularly sounding

Check diagnosis of patient - ?sleep apnoea

Patients having apnoeas show regularly decreased SO2. Reset lower limit alarm

Ensure patient is not becoming distressed and hypoxic, such as may occur after anaesthesia

Check patient for vital signs and monitor carefully


SO2: oxygen saturation.

Conclusion

Pulse oximetry provides a very simple easy-to-use noninvasive technique for assessing gas exchange function. Within its many limitations, a guide to the degree of blood oxygenation can be obtained rapidly and with an acceptable degree of accuracy in clinical practice.
It is essential that users understand the use and limitations of pulse oximetry, and that appropriate training is given to all healthcare workers regarding both the theoretical background to pulse oximetry and its practical application.

Alternative measurements

In conjunction with pulse oximetry, further noninvasive assessment of blood gas levels can be made using mixed venous (Pv,CO2) measurements and end-tidal carbon dioxide tension (PET,CO2) measurements. A brief outline of these two measurements is given here for completeness.

Mixed venous carbon dioxide tension

The two-stage method of measuring PCO2 is a simple means of estimating Pa,CO2 [85]. The patient rebreathes from a 2-L bag containing O2 for 90 s, during which time the PCO2 equilibrates with Pv,CO2 (fig. 8). However, the PCO2 in the bag is higher than resting Pv,CO2. Two minutes breathing room air is allowed to removed any retained CO2 before rebreathing for a second time to produce a plateau in 10-15 s. This plateau represents Pv,CO2. It has been practice to subtract 0.9 kPa from the Pv,CO2 to obtain Pa,CO2. For patients in respiratory failure, there is a much wider arteriovenous PCO2 difference, so it is better to multiply the mixed venous value by 0.8 to obtain Pa,CO2 [87].

Fig. 8. - Rebreathing method of carbon dioxide tension (PCO2) measurement. The subject rebreathes from a bag containing 100% oxygen (a) so that the carbon dioxide in the lungs and in the bag equilibrates. (b) (1 mmHg=0.133 kPa.). (Modified from [86].)

The rebreathing PCO2 can replace Pa,CO2 in the assessment of stable chronic airflow obstruction and is useful in detecting alveolar hyperventilation. Generally, the mixed venous measurement should be obtained in any patient whose forced expiratory volume in one second is <1.0 L or 30% of the predicted value, since, below this value, the PCO2 can be markedly increased [88-90]. It is useful when arterial blood gas measurements are not readily available or as a bedside monitoring technique. Combined with simultaneous pulse oximetry measurements, very useful noninvasive information on blood gas status can be obtained. Furthermore, failure of the Sp,O2 to attain 100% when breathing 100% O2 suggests the existence of a gas exchange defect that needs further investigation.

End-tidal carbon dioxide measurements

PET,CO2 measurements have been used by physiologists for many years. Following concerns about this measurement in the operating theatre, new commercially available systems have been produced and have been used by anaesthesiologists [91]. Gas analysis is either by infrared absorption or by mass spectrometry. The technique has been applied in the intensive therapy unit, where mass spectrometry using long probes has provided valuable information on the clinical status of patients [92]. The technique can also provide useful information when there are clinically significant changes in Pa,CO2 [93] or as a noninvasive substitute for arterial blood gas level measurements during the adjustment or withdrawal of patients from ventilation [94, 95]. The PET,CO2 is ~0.4 kPa below the Pa,CO2.
The technique has problems, as many physiological conditions may alter PET,CO2, and, therefore, make it unreliable as a marker of Pa,CO2. Changes in dead space:tidal volume ratio, positive end-expiratory pressure, ventilation/perfusion relationships, breathing pattern and cardiac output can result in precision and bias such that PET,CO2 is inaccurate by 15-20% compared with Pa,CO2.
It appears that the usefulness of this technique may not be as a substitute for measuring arterial carbon dioxide tension but rather as a means of following the trend of arterial carbon dioxide tension. In one study, changes in arterial carbon dioxide tension of >1.3 kPa were correctly identified by similar changes in most postoperative patients [95].

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